Capital names for author names in citation call-out, normal letters in bibliography

Question

For my PhD thesis I have to typeset the author's family name in capital letters in the citation call-out but not in the bibliography itself. So, I mean:

cite: SCHULTZ, 1971

bibliography: Schultz, T. W. (1971): Book name.

In addition, for several authors I should use hyphen, like this:

JOSHI - PETERSON, 2013

Could anybody help me how one does this? Thanks.

What I tried so far: (but I needed capital letters in cite)

\documentclass[12pt,a4paper]{report}  
\usepackage[latin1]{inputenc}  
\usepackage{amsmath}  
\usepackage{amsfonts}    
\usepackage{amssymb}
\usepackage[authoryear]{natbib}

\bibliographystyle{apalike}
\begin{document}
blablabalbal~\citealp{aas2004modelling}
\bibliography{bibfile}
\end{document}

Answer 1

If you switch to BibLaTeX, you will be able to do both things very easily:

\documentclass[12pt,a4paper]{report}
\usepackage[latin1]{inputenc}

\usepackage[style=authoryear, backend=biber]{biblatex}
\addbibresource{bibfile.bib}

%Authors in upper case in citations, normal font in bibliography
\renewcommand{\mkbibnamefamily}[1]{\ifcitation{\MakeUppercase{#1}}{#1}}
\renewcommand{\mkbibnameprefix}[1]{\ifcitation{\MakeUppercase{#1}}{#1}}

%Hyphen between author names
\renewcommand{\multinamedelim}{\space--\space}
\renewcommand{\finalnamedelim}{\space--\space}

\begin{document}  

blablabalbal \textcite{aas2004modelling}

\printbibliography

\end{document}

EDIT: Author name formatting streamlined. Thanks to Marco Daniel for pointing out the existence of the ifcitation command.

Answer 2

If you want to stick with BibTeX, I suggest you proceed as follows:

• Find the file apalike.bst in your TeX distribution, make a copy of this file, and name the copy (say) apalikeCAPS.tex. (Don't edit an original file of the TEX distribution directly.)

• Open the tile apalikeCAPS.bst in a text editor. The program you use to edit your tex files will do fine.

• In this file, locate the function called emphasize. (The function starts on line 200 in my copy of the bst file.)

• After this function, insert the following code:

  FUNCTION {makeuppercase}
  { duplicate$ empty$
      { pop$ "" }
      { "\MakeUppercase{" swap$ * "}" * }
    if$
  }
  

  As you can probably guess, this function uppercases its argument.

• Find the function format.lab.names. (It should start around line 848, allowing for the 5 or 6 new lines you created when you inserted the new function.) In this function, change the line

  s #1 "{vv~}{ll}" format.name$ 
  

  to

  s #1 "{vv~}{ll}" format.name$ makeuppercase
  

  In addition, change the line

           { " and " * s #2 "{vv~}{ll}" format.name$ * }
  

  to

           { "--" * s #2 "{vv~}{ll}" format.name$ * makeuppercase }
  

  Note that the second line has undergone two changes: " and " has been replaced with "--" (an "en-dash"), and makeuppercase has been inserted after format.name$ *.

• Save the file apalikeCAPS.bst either in the directory that contains your main tex file or in a directory that's searched by BibTeX. If you choose the second option, be sure to also update the filaname database of your TeX distribution.

  • In your main tex file, change the directive \bibliographystyle{apalike} to \bibliographystyle{apalikeCAPS} and do a full recompile (latex-bibtex-latex-latex) to fully propagate all changes.

Happy BibTeXing!

---

Aside: As @MarcoDaniel has pointed out in a comment, quite a few of natbibs capabilities aren't available if apalike (or apalikeCAPS) is used as the bibliography style. For instance, the package's longnamesfirst option doesn't work, and neither do the "starred" variants (\citet*, \citep*, etc) of the citation-generating macros. (More precisely, \citet* produces the same output as \citet does, etc.)

---

The output of a full MWE:

\RequirePackage{filecontents}
\begin{filecontents}{mybib.bib}
@misc{uno,
  author = "Anna Author",
  title  = "Thoughts",
  year   = 3001,
}
@misc{due,
  author = "Anne Author and Bertha Buthor",
  title  = "Further Thoughts",
  year   = 3002,
}
@misc{tre,
  author = "Anne Author and Bertha Buthor and Carla Cuthor",
  title  = "Final Thoughts",
  year   = 3003,
}
\end{filecontents}

\documentclass{article}
\usepackage[authoryear]{natbib}
\bibliographystyle{apalikeCAPS}

\begin{document}
\citep{uno}, \citep{due}, \citep{tre}
\bibliography{mybib}
\end{document}

Answer 3

You can do it with macros, without changing apalike.bst.

\begin{filecontents*}{\jobname.bib}
@article{one,
  author={A. Uthor},
  title={Title},
  journal={Journal},
  year=2001,
}
@article{two,
  author={W. Riter and P. Enman},
  title={Title},
  journal={Journal},
  year=2002,
}
@article{three,
  author={A. Uthor and W. Riter and P. Enman},
  title={Title},
  journal={Journal},
  year=2003,
}
\end{filecontents*}

\documentclass{article}
\usepackage{etoolbox}
\usepackage{expl3}
\usepackage[authoryear]{natbib}
\bibliographystyle{apalike}

\ExplSyntaxOn
\cs_new_protected:Npn \panniuppercase #1
  {
   \tl_set:Nx #1 { \tl_upper_case:V #1 }
  }
\cs_generate_variant:Nn \tl_upper_case:n { V }
\cs_new_protected:Npn \pannihyphen #1 #2
 {
  \tl_gset:Nn #1 #2
  \tl_greplace_once:Nnn #1 { ~ AND ~ } { - }
  \tl_gset:Nx #1 { { \exp_not:V #1 } }
 }
\ExplSyntaxOff

\makeatletter
\patchcmd{\NAT@split}
  {\gdef\NAT@name}
  {\pannihyphen\NAT@name}
  {}{}
\patchcmd{\NAT@parse}
  {\aftergroup}
  {\panniuppercase\NAT@temp\aftergroup}
  {}{\ddt}
\makeatother


\begin{document}

\citet{one} \citet{two} \citet{three}

\bibliography{\jobname}

\end{document}

The filecontents* environment is just for making the example self-contained. Use your own bib file.